Computer Science 686 Spring 2007
Recent CPU advances
Our course’s purpose
Alternate access mechanism
Our remote-access scheme
Universal Asynchronous Receiver-Transmitter
Kudlick Classroom
PC-to-PC communications
Tx and Rx
Serial data-transmission
Serial data reception
DCE and DTE
PC with a modem
Normal 9-wire serial cable
Signal functions
Signal functions (continued)
9-wire null-modem cable
The 16550 UART registers
Rate of data-transfer
Divisor Latch
How timing works
Programming interface
Modem Control Register
Modem Status Register
Line Status Register
Line Control Register
Interrupt Enable Register
FIFO Control Register
Interrupt Identification Register
Responding to interrupts
Usage flexibility
How to transmit a byte
How to receive a byte
How to implement in C/C++
How to initialize ‘loopback’ mode
How to adjust the cpu’s IOPL
In-class exercise 1
In-class exercise 2
In-class exercise 3
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Category: informaticsinformatics

Computer Science 686 Spring 2007. Intel EM64T and VT Extensions

1. Computer Science 686 Spring 2007

Special Topic:
Intel EM64T and VT Extensions

2. Recent CPU advances

• Intel Corporation’s newest CPUs for the
Personal Computer market offer a 64-bit
architecture and instructions that support
‘Virtual Machine Management’
• To maintain ‘backward compatibility’ with
previous CPUs, these added capabilities
are not automatically turned on
• System software must be built to enable
them -- and then to utilize them

3. Our course’s purpose

• We want to study these new capabilities,
how to activate them and how to utilize
them, from a ‘hands-on’ perspective
• Our machines have Core-2 Duo CPUs
• But they are ‘rack-mounted’ boxes (hence
no keyboard, mouse, or video display), so
we connect with them via the local network
• But the LAN doesn’t work during ‘boot-up’

4. Alternate access mechanism

• We will need to employ a different scheme
for receiving output (or transmitting input)
to our remote Core-2 Duo machines when
no operating system has yet been loaded
• For this we’ll use the PC’s serial-port, and
a special cable known as a ‘null-modem’
• But we will need to write our own software
to operate the serial communication link

5. Our remote-access scheme

Core 2 Duo systems
‘anchor00’
‘anchor01’
CS file-server
‘anchor02’
student
workstation
‘colby’
‘anchor03’
gateway-server
‘anchor04’
KVM cable
‘anchor05’
rackmount
PC system
‘anchor06’
null-modem
serial cables
ethernet cables
‘anchor07’

6. Universal Asynchronous Receiver-Transmitter

(UART)
See our CS686 course website at:
<http://cs.usfca.edu/~cruse/cs686>
for links to the UART manufacturer’s documentation
and to an in-depth online programming tutorial

7. Kudlick Classroom

08
09
10
15
04
05
06
07
01
02
03
16
17
18
19
11
12
13
14
20
28
29
30
24
25
26
27
21
22
23
lectern
Indicates a “null-modem” PC-to-PC serial cable connection

8. PC-to-PC communications

student
workstation
KVM cable
rackmount
PC system
student
workstation
KVM cable
‘null-modem’ serial cable
rackmount
PC system
ethernet cables

9. Tx and Rx

• The UART has a transmission engine, and
also a reception engine (they can operate
simultaneously)
• Software controls the UART’s operations
by accessing several registers, using the
CPU’s input and output instructions
• A little history is needed for understanding
some of the UART’s terminology

10. Serial data-transmission

The Transmitter Holding Register (8-bits)
0
1
1
0
0
0
0
1
Software outputs a byte
of data to the THR
The bits are immediately
copied into an internal
‘shift’-register
The bits are shifted out,
one-at-a-time, in sync
with a clock-pulse
0
1
1
0
0
0
0
1
1-0-1-1-0-0-0-0-1-0
data-bits
The transmitter’s internal ‘shift’ register
clock
clock-pulses
trigger bit-shifts
stop
bit
start
bit

11. Serial data reception

input voltage
clock-pulses trigger
voltage-sampling
and bit-shifts
at regular intervals
1-0-1-1-0-0-0-0-1-0
clock
The receiver’s internal ‘shift’ register
0
1
1
0
0
0
0
1
0
1
1
0
0
0
0
1
data-bits
stop
bit
start
bit
Software can input
the received byte
from the RBR
The Receiver Buffer Register (8-bits)

12. DCE and DTE

• Original purpose of the UART was for PCs
to communicate via the telephone network
• Telephones were for voice communication
(analog signals) whereas computers need
so exchange discrete data (digital signals)
• Special ‘communication equipment’ was
needed for doing the signal conversions
(i.e. a modulator/demodulator, or modem)

13. PC with a modem

computer
terminal
modem
serial
cable
phone
wire
Data
Communications
Equipment
(DCE)
Data
Terminal
Equipment
(DTE)

14. Normal 9-wire serial cable

1
Carrier Detect
1
6
6
Data Set Ready
Rx data
Request To Send
Tx data
Clear To Send
Data Terminal Ready
Ring Indicator
9
9
Signal Ground
5
5

15. Signal functions

• CD: Carrier Detect The modem asserts
this signal to indicate that it successfully
made its connection to a remote device
• RI: Ring Indicator The modem asserts
this signal to indicate that the phone is
ringing at the other end of its connection
• DSR: Data Set Ready Modem to PC
• DTR: Data Terminal Ready PC to Modem

16. Signal functions (continued)

• RTS: Request To Send PC is ready for
the modem to relay some received data
• CLS: Clear To Send Modem is ready for
the PC to begin transmitting some data

17. 9-wire null-modem cable

CD
RxD
TxD
GND
DSR
DTR
RTS
CTS
RI
CD
RxD
TxD
GND
DSR
DTR
RTS
CTS
RI
Data
Terminal
Equipment
Data
Terminal
Equipment
no modems

18. The 16550 UART registers

Base+0
Divisor Latch Register
Base+0
Transmit Data Register
8-bits (Write-only)
Base+0
Received Data Register
8-bits (Read-only)
Base+1
Interrupt Enable Register
8-bits (Read/Write)
Base+2
Interrupt Identification Register
8-bits (Read-only)
Base+2
FIFO Control Register
8-bits (Write-only)
Base+3
Line Control Register
8-bits (Read/Write)
Base+4
Modem Control Register
8-bits (Read/Write)
Base+5
Line Status Register
8-bits (Read-only)
Base+6
Modem Status Register
8-bits (Read-only)
Base+7
Scratch Pad Register
8-bits (Read/Write)
16-bits (R/W)

19. Rate of data-transfer

• The standard UART clock-frequency for
PCs equals 1,843,200 cycles-per-second
• Each data-bit consumes 16 clock-cycles
• So the fastest serial bit-rate in PCs would
be 1843200/16 = 115200 bits-per-second
• With one ‘start’ bit and one ‘stop’ bit, ten
bits are required for each ‘byte’ of data
• Rate is too fast for ‘teletype’ terminals

20. Divisor Latch

• The ‘Divisor Latch’ may be used to slow
down the UART’s rate of data-transfer
• Clock-frequency gets divided by the value
programmed in the ‘Divisor Latch’ register
• Older terminals often were operated at a
‘baud rate’ of 300 bits-per-second (which
translates into 30 characters-per-second)
• So Divisor-Latch was set to 0x0180

21. How timing works

Transmitter clock (bit-rate times 16)
DATA
OUT
start-bit
data-bit 1
data-bit 0
24 clock-cycles
16 clock-cycles
sample
Receiver clock (bit-rate times 16)
receiver detects this high-to-low transition,
so it waits 24 clock-cycles,
then samples the data-line’s voltage
every 16 clock-cycles afterward

16 clock-cycles
sample

22. Programming interface

The PC uses eight consecutive I/O-ports to access the UART’s registers
0x03F8
RxD/TxD
0x03F9
0x03FA
0x03FB
0x03FC
0s03FD
IER
IIR/FCR
LCR
MCR
LSR
interrupt
enable
register
receive buffer register and
transmitter holding register
(also Divisor Latch register)
line
status
register
line
control
register
modem
control
register
interrupt identification register
and FIFO control register
0x03FE
0x03FF
MSR
SCR
modem
status
register
scratchpad
register

23. Modem Control Register

7
6
0
0
5
0
4
3
2
1
0
LOOP
BACK
OUT2
OUT1
RTS
DTR
Legend:
DTR = Data Terminal Ready (1=yes, 0=no)
RTS = Request To Send (1=yes, 0=no)
OUT1 = not used (except in loopback mode)
OUT2 = enables the UART to issue interrupts
LOOPBACK-mode (1=enabled, 0=disabled)

24. Modem Status Register

7
6
DCD
RI
5
DSR
4
3
2
1
0
CTS
delta
DCD
delta
RI
delta
DSR
delta
CTS
set if the corresponding bit
has changed since the last
time this register was read
Legend:
[---- loopback-mode ----]
CTS = Clear To Send (1=yes, 0=no)
[bit 0 in Modem Control]
DSR = Data Set Ready (1=yes, 0=no)
[bit 1 in Modem Control]
RI = Ring Indicator (1=yes,0=no)
[bit 2 in Modem Control]
DCD = Data Carrier Detected (1=yes,0=no) [bit 3 in Modem Control]

25. Line Status Register

7
6
Error in Transmitter
idle
Rx FIFO
5
THR
empty
4
3
Break
interrupt
Framing
error
2
Parity
error
1
0
Overrun
error
Received
Data
Ready
These status-bits indicate errors in the received data
This status-bit
indicates that the
data-transmission
has been completed
This status-bit indicates that
the Transmitter Holding Register
is ready to accept a new data byte
This status-bit indicates that a new byte of data has arrived
(or, in FIFO-mode, that the receiver-FIFO has reached its threshold)

26. Line Control Register

7
6
Divisor
Latch
access
set
break
5
stick
parity
4
3
2
even
parity
select
parity
enable
number
of stop
bits
1
0
word length
selection
00 = 5 bits
01 = 6 bits
10 = 7 bits
11 = 8 bits
0 = normal
1 = ‘break’
0 = not accessible
1 = assessible
0 = 1 stop bit
1 = 2 stop bits
0 = no parity bits
1 = one parity bit
1 = even parity
0 = ‘odd’ parity

27. Interrupt Enable Register

7
0
6
0
5
0
4
3
0
Modem
Status
change
2
Rx Line
Status
change
1
0
THR
is
empty
Received
data is
available
If enabled (by setting the bit to 1),
the UART will generate an interrupt:
(bit 3) whenever modem status changes
(bit 2) whenever a receive-error is detected
(bit 1) whenever the transmit-buffer is empty
(bit 0) whenever the receive-buffer is nonempty
Also, in FIFO mode, a ‘timeout’ interrupt will be generated if neither
FIFO has been ‘serviced’ for at least four character-clock times

28. FIFO Control Register

7
6
RCVR FIFO
trigger-level
00 = 1 byte
01 = 4 bytes
10 = 8 bytes
11 = 14 bytes
5
reserved
4
reserved
3
DMA
Mode
select
2
XMIT
FIFO
reset
1
0
RCVR
FIFO
reset
FIFO
enable
NOTE: DMA is unsupported
for the UART on our systems
Writing 1 empties the FIFO, writing 0 has no effect
Writing 0 will disable the UART’s FIFO-mode, writing 1 will enable FIFO-mode

29. Interrupt Identification Register

7
6
5
0
00 = FIFO-mode has not been enabled
11 = FIFO-mode is currently enabled
4
3
2
1
0
‘highest priority’
UART interrupt
still pending
highest
011 = receiver line-status
010 = received data ready
100 = character timeout
001 = Tx Holding Reg empty
000 = modem-status change
lowest
1 = No UART interrupts are pending
0 = At least one UART interrupt is pending
0

30. Responding to interrupts

• You need to ‘clear’ a reported interrupt by
taking some action -- depending on which
condition was the cause of the interrupt:
– Line-Status: read the Line Status Register
– Rx Data Ready: read Receiver Data Register
– Timeout: read from Receiver Data Register
– THRE: read Interrupt Identification Register or
write to Transmitter Data Register (or both)
– Modem-Status: read Modem Status Register

31. Usage flexibility

• A UART can be programmed to operate in
“polled” mode or in “interrupt-driven” mode
• While “Polled Mode” is simple to program
(as we shall show on the following slides),
it does not make efficient use of the CPU
in situations that require ‘multitasking’ (as
the CPU is kept busy doing “polling” of the
UART’s status instead of useful work

32. How to transmit a byte

Read the Line Status Register
NO
Transmit Holding Register
is Empty?
YES
Write byte to the Transmitter Data Register
DONE

33. How to receive a byte

Read the Line Status Register
NO
Received Data
is Ready?
YES
Read byte from the Receiver Data Register
DONE

34. How to implement in C/C++

// declare the program’s variables and constants
char
inch, outch = ‘A’;
// --------------------- Transmitting a byte ------------------// wait until the Transmitter Holding Register is empty,
// then output the byte to the Transmit Data Register
do { } while ( (inb( LINE_STATUS) & 0x20) == 0 );
outb( data, TRANSMIT_DATA_REGISTER );
// ---------------------- Receiving a byte -----------------------// wait until the Received Data Ready bit becomes true,
// then input a byte from the Received Data Register
do { } while ( (inb( LINE_STATUS ) & 0x01 ) == 0 );
inch = inb( RECEIVED_DATA_REGISTER );

35. How to initialize ‘loopback’ mode

Set the Divisor Latch Access Bit
in the Line Control Register
Write a nonzero value to the Divisor Latch Register
Clear the Divisor Latch Access Bit
and specify the desired data-format
in the Line Control Register
Set the Loopback bit
in the Modem Control Register
DONE

36. How to adjust the cpu’s IOPL

• Linux provides a system-call (to privileged
programs) that need to access I/O ports
• The <sys/io.h> header-file prototypes it,
and the ‘iopl()’ library-function invokes it
• The kernel will modify the CPU’s current
I/O Permission Level in cpu’s EFLAGS (if
the program’s owner has ‘root’ privileges)
• So you first execute the ‘iopl3’ command

37. In-class exercise 1

• Modify the ‘testuart.cpp’ demo-program by
commenting out the instruction that places
the UART into ‘loopback’ mode
• Apply the ideas presented in this lesson to
create a program (named ‘uartecho.cpp’)
that simply transmits each byte it receives
• Execute those two programs on a pair of
PCs that are connected by a null-modem

38. In-class exercise 2

• Add a pair of counters to ‘testuart.cpp’:
– Declare two integer variables (initialized to 0)
int
txwait = 0, rxwait = 0;
– Increment these in the body of your do-loops
do { ++txwait; } while ( /* Transmitter is busy */ );
do { ++rxwait; } while ( /* Receiver not ready */ );
– Display their totals at the demo’s conclusion
printf( “txwait=%d rxwait=%d \n”, txwait, rxwait );

39. In-class exercise 3

• Modify the ‘testuart.cpp’ demo-program to
experiment with using a different baud rate
and a different data-format
• For example, use 300 baud and 7-N-2:
– output 0x0180 to the Divisor Latch register
– output 0x06 to the Line Control register
• Then, to better observe the effect, add the
statement ‘fflush( stdout );’ in the program
loop immediately after ‘printf( “%c”, data);’
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