Translation Theory
Acknowledgements
A few general distinctions
“Translation Studies” – self-perception
Translation Theory - TT – perspective from Philosophy
TT – perspective from Philosophy of Linguistics
TT – perspective from Linguistics
TT – perspective from Information Technology
TT - the professional perspective
Translation Theories
Translation theories
Partial theories of translation
Problems
Early distinctions
Bible translation
The Qur’an
Science in Translation a historical view
Further reading
‘Linguistic’ theories of translation
Language Universals v. Linguistic Relativism
Science of translation
Chomsky and TT From Nida & Taber (1969:33)
From Nida (1964: 185-7)
From Munday (2001: 50)
Equivalence
Equivalence at word level Baker (1992) – Chapter 2
Equivalence above word level Baker (1992) – Chapter 3
Grammatical equivalence Baker (1992) – Chapter 4
Newmark (1981)
Koller (1976/89) Korrespondenz and Äquivalenz
Vinay & Darbelnet (1977/2000) Translation ‘shifts’
Translation ‘shifts’
Linguistic theories and translation
Halliday Functional-Systemic linguistics
Textual equivalence Baker (1992) Chapter 5
Textual equivalence Baker (1992) Chapter 6
Translation Quality Assessment House (1997)
Focus on the function of the text
Pragmatic equivalence Baker (1992) Chapter 7
Reiss (1970s) Functional approach
Reiss (1971) Text types
Reiss > Chesterman (1989) Text types and varieties
Holz-Mäntarri (1984) Translational action
Reiss & Vermeer (1984) – ‘Skopos’ theory
Nord (1988/91) Text Analysis
Polysystem Theory Focus - social and cultural norms
Even-Zohar (1978/2000)
Toury (1995) Descriptive Translation Studies
Toury’s norms
Toury’s ‘laws’
Chesterman’s norms (1997)
Polysystem theory and the NON Literary text
Cultural Studies
Lefevere (1992) Power and patronage
Examples
Simon (1996) Translation and Gender
Postcolonial Translation Theory
Example
Other Situations
Cultural Studies ETC
Cultural Studies and the NON Literary text
Reaction against TL orientated texts
Antoine Berman (1984) ‘the Experience of the Foreign’
Antoine Berman (1984) ‘the Experience of the Foreign’
Venuti (1995) The Translator’s Invisibility
QUESTIONS
Pride, Prejudice ...... and Power
Philosophy and translation
Walter Benjamin (1923/2000)
Ezra Pound (1929/2000) – and his followers
Steiner (1975/92/98) Beyond Babel
Derrida & Deconstruction (1960 >)
Philosophy and the NON Literary text
Interdisciplinary Translation Studies
Technology and Translation
Other aspects
Anthony Pym
Bibliography
Links
0.98M
Category: lingvisticslingvistics

Translation Theory

1. Translation Theory

2. Acknowledgements

• This lecture is based to a large extent on:
• MUNDAY, Jeremy. 2001. Introducing
Translation Studies – Theories and Applications.
London and New York: Routledge
• VENUTI, Lawrence. (Ed.) 2000. The Translation
Studies Reader. London and New York:
Routledge.

3. A few general distinctions


Translating v. interpreting
Source language/text – SL / ST
Target language/text - TL / TT
Intralingual v. interlingual v. intersemiotic
translation
• Translation as language learning
• Contrastive linguistics
• Comparative literature

4.

5.

6.

7. “Translation Studies” – self-perception

• Many people today think that Translation
Studies is mainly:
– Literary theory
– Cultural studies
• And, possibly:
– Communication studies
– Stylistics & Genre analysis

8. Translation Theory - TT – perspective from Philosophy

• Linguistic philosophy - attempts to discover WHAT
language means:
– the ideal language(s) of logic etc.
– 'ordinary language' philosophy
• Philosophy of language – attempts to find out HOW
language means:
– certain general features of language such as meaning,
reference, truth, verification, speech acts and logical
necessity
• Philosophy of linguistics - the study of language through
linguistics

9. TT – perspective from Philosophy of Linguistics

• Structuralism - language reflects structure of thought,
culture and society
• Transformational-Generative grammar - underlying
universal language
• Functionalism - Language and its social functions
• Cognitivism - Language as it reflects our cognitive
appraisal of the world, categorization of experience and
use of metaphor

10. TT – perspective from Linguistics

• Linguists perceive it as related to:




Contrastive linguistics
Pragmatics
Discourse Analysis
Stylistics
• Once dismissed as useless to TT– all of
these areas have been re-animated by
corpora linguistics

11. TT – perspective from Information Technology

• IT specialists are increasingly fascinated by
human language and:





Machine assisted translation
Machine Translation
Knowledge Engineering
Information Retrieval
Artificial Intelligence

12. TT - the professional perspective


Translator training
Interpreter training
Translation aids
Translation criticism
Translation quality
Translation policy
Professional translation standards

13. Translation Theories

• The objectives of this seminar are:
– To give a general outline of translation theories
in this century
– To show how these theories apply to non
literary texts
– To demonstrate that translation practice can
benefit from theory

14. Translation theories

• Most TT is:
– Product-orientated – focuses the translation
– Function-orientated – examines the context and
purpose of the translation
– Process-orientated – analyses the psychology of
translation and process
• But usually has elements of all three

15. Partial theories of translation


Medium restricted – man or machine?
Area restricted – specific languages/cultures
Rank-restricted – word/sentence/text
Text-type restricted –different genres
Time-restricted – historical view
Problem-restricted – specific problems, e.g
equivalence

16. Problems


Position of Translation Studies in academia
Split between theory and practice
Translation teachers' fear of theory
Researchers still encouraged to focus on
literature
• Therefore teacher/researcher faced with
dilemma

17. Early distinctions

• People have been arguing for centuries about
– literal v. free v. faithful translation
– word-for-word v. sense-for-sense
• For example:
• Cicero, St Jerome, St Augustine, Martin Luther,
Étienne Dolet, Alexander Tytler, Johann Wolfgang
von Goethe, Friedrich Schleiermacher, Wilhelm
von Humboldt, Arthur Schopenhauer
• See Robinson (1997/2002)

18. Bible translation

• Bassnett (1991: 45-50) - "The history of Bible
translation is accordingly a history of western
culture in microcosm".




St. Jerome's translation into Latin in 384 A.D.
John Wycliffe (1330-84)and the 'Lollards'
William Tyndale (1494-1536) – burnt at stake
Martin Luther – New Testament 1522, Old Testament
1534
• Try Biblegateway:
http://www.biblegateway.com/cgi-bin/bible

19. The Qur’an

• See University of Southern California:
http://www.usc.edu/dept/MSA/quran/
• Warning: "Note that any translation of the Qur'an
immediately ceases to be the literal word of Allah,
and hence cannot be equated with the Qur'an in its
original Arabic form. In fact, each of the
translations on this site is actually an
interpretation which has been translated."

20. Science in Translation a historical view

• Scott L. Montgomery. 2000. Science in
Translation. Movements of Knowledge
through Cultures and Time. University of
Chicago Press.
• Describes how scientific texts have been
translated, ‘adapted’, ‘revised’ and added to
down the centuries e.g.
– Western Astronomy
– Greek and Arabic Science
– Japanese Science

21. Further reading

• HERMANS, Theo & Ubaldo Stecconi.
2002. 'Translators as Hostages to
History'.
• From the European Commission’s 'Theory
meets Practice' Seminars – at:
http://europa.eu.int/comm/translation/theory
/lectures/2001_01_18_history.pdf

22. ‘Linguistic’ theories of translation


Language Universals v. Linguistic Relativism
Science of translation
Equivalence
Semantic and communicative translation
Korrespondenz and Äquivalenz
Translation ‘shifts’
Discourse and register analysis

23. Language Universals v. Linguistic Relativism

• Language Universals – presuppose that
languages and/or our capacity for language
are universal and/or innate
– long history leading to Chomsky and beyond
• Language Relativism – different languages
show us different ways of viewing the
world
– Sapir-Whorf theory and most translation theory

24. Science of translation

• Nida (1964)








Linguistic meaning
Referential or denotative meaning
Emotive or connotative meaning
Hierarchical structuring
Componential analysis
Semantic structure analysis
Formal and dynamic equivalence
Applications to Bible translation

25. Chomsky and TT From Nida & Taber (1969:33)

Chomsky and TT
From Nida & Taber (1969:33)

26. From Nida (1964: 185-7)

27. From Munday (2001: 50)

28. Equivalence

• Roman Jacobson (1959/2000) > “Equivalence in
difference is the cardinal problem of language and
the pivotal concern of linguistics’
• Discusses equivalence at level of obligatory
grammar and lexicon, for example:
– gender
– aspect
– semantic fields

29. Equivalence at word level Baker (1992) – Chapter 2

• Morphology – lexical and syntactic
• Lexical Meaning
• Propositional v. Expressive meaning
• Presupposed meaning
• Evoked meaning
– dialect – geographical, temporal, social
– Register – field/tenor/mode of discourse
• Semantic fields and lexical sets

30. Equivalence above word level Baker (1992) – Chapter 3

• Collocation
– Collocational range and markedness
– Collocation and register
– Collocational meaning
• Idioms and Fixed Expressions

31. Grammatical equivalence Baker (1992) – Chapter 4

• Grammatical vs. Lexical categories
• The Diversity of Grammatical Categories:






Number
Gender
Person
Tense and Aspect
Voice
Word Order

32. Newmark (1981)

• Semantic / communicative translation at level of:








Transmitter/addressee focus
Culture
Time and origin
Relation to ST
Use of form of SL
Form of TL
Appropriateness
Criterion for evaluation

33. Koller (1976/89) Korrespondenz and Äquivalenz


Denotative equivalence
Connotative equivalence
Text-normative equivalence
Pragmatic equivalence
Formal equivalence

34. Vinay & Darbelnet (1977/2000) Translation ‘shifts’

Vinay & Darbelnet (1977/2000)
Translation ‘shifts’
– Direct translation:
• Borrowing
• Calque
• Literal translation
– Oblique translation
Transposition
Modulation
Equivalence
Adaptation
– Function at the level of the lexicon, syntax and message

35. Translation ‘shifts’

Catford (1965/2000)
1. level shifts
2. category shifts:
structural
class
unit or rank
intra-system
Van Leuven-Zwart (1989/90)

8 categories and 37 sub-categories!

36. Linguistic theories and translation

• Most of these theories are considered
‘linguistic’ and are useful for teaching
translation
• Most translation occurs at the linguistic
level at some stage of the process
• However, too much stress on linguistic
levels can have negative effect at the text
level

37. Halliday Functional-Systemic linguistics

38. Textual equivalence Baker (1992) Chapter 5

• Thematic and Information Structures
– Theme and Rheme
– Sentence analysis – S Od Oi Cs Co Cp Adj
Conj Disj
• Information Structure: Given and New
• Word Order and Communicative Function

39. Textual equivalence Baker (1992) Chapter 6

• Cohesion




Reference
Substitution and Ellipsis
Conjunction
Lexical Cohesion

40. Translation Quality Assessment House (1997)

41. Focus on the function of the text

• Baker (1992) Chapter 7 - Pragmatic
equivalence
• Reiss (1970s) – Functional approach
• Holz-Mäntarri (1984) – Translational action
• Vermeer (1970s) and Reiss & Vermeer
(1984) – ‘Skopos’ theory
• Nord (1988/91) – Text Analysis in
Translation

42. Pragmatic equivalence Baker (1992) Chapter 7

• Coherence
• Presupposition
• Implicature
– Grice's maxims of
Quantity
Quality
Relevance
Manner
– Politeness

43. Reiss (1970s) Functional approach

• Classification of texts as:




'informative‘
'expressive‘
'operative‘
'audiomedial'

44. Reiss (1971) Text types

45. Reiss > Chesterman (1989) Text types and varieties

Reiss > Chesterman (1989)
Text types and varieties

46. Holz-Mäntarri (1984) Translational action

• A communicative process involving:






The initiator
The commissioner
The ST producer
The TT producer
The TT user
The TT receiver

47. Reiss & Vermeer (1984) – ‘Skopos’ theory

Reiss & Vermeer (1984) –
‘Skopos’ theory
Focuses purpose or skopos of translation
Rules
1. A TT is determined by its skopos
2. A TT is message in a target culture/TL
concerning a message in a source culture/SL
3. A TT is not clearly reversible
4. A TT must be internally coherent
5. A TT must be coherent with the ST

48. Nord (1988/91) Text Analysis

Functional approach
1. The importance of the translation
commission
2. The role of ST analysis
3. The functional hierarchy of translation
problems

49. Polysystem Theory Focus - social and cultural norms


Even-Zohar (1978/2000)
Toury (1995)
Chesterman (1997)
Lambert, Van Gorp, Hermans and the
Manipulation school (1985 & 1999)

50. Even-Zohar (1978/2000)

• Even-Zohar considers translated literature to
include:




children's literature
thrillers
other popular works of fiction,
(auto-)biography
• CONSIDER: informative writing of all kinds –
e.g. travel, art and sport, journalism, university
textbooks.

51. Toury (1995) Descriptive Translation Studies

• Important point in Translation Studies
• It encouraged the description of all kinds of
translation and provided a wide basis on which to
conduct research.
• The tertium comparationis = attempt to postulate
'neutral translation' v. culturally and socially
'loaded' real translations
• BUT proved unsatisfactory and abandoned

52. Toury’s norms

• initial norm
– ST norms = adequate translation
– TT norms = acceptable translation
• preliminary norms
– translation policy – selection of texts
– directness of translation – is ST an original?
• operational norms
– matricial norms or completeness of the TT
– textual-linguistic norms.

53. Toury’s ‘laws’

• The law of growing standardization suggests that the TT standards override
those of the original text. This will happen
when the TL culture is more powerful.
• The law of interference - suggests that the
ST interferes in the TT by default. This will
happen when the SL culture is more
powerful.

54. Chesterman’s norms (1997)

• Expectancy norms – expectations of readers
– Allow evaluative judgements
– Validated by a norm-authority
• Professional norms
– Accountability norm – ethical norm
– Communication norm – social norm
– ‘Relation’ norm – linguistic norm (between SL
and TL)

55. Polysystem theory and the NON Literary text

• Even-Zohar, Toury, Chesteman, and others
see ST and TT as part of a much wider
social and cultural context
• Although they may consider literary text
primary, their theories and suggestions are
applicable to all texts

56. Cultural Studies

• Bassnett & Lefevere (1991) dismissed
‘linguistic theories’ as having ‘moved from
word to text as a unit, but not beyond’ and
talked of ‘painstaking comparisons between
orginals and translations’ which do not
consider the text in its cultural environment.
(Munday, 2001: 127)

57. Lefevere (1992) Power and patronage

• Professionals within the literary system
• Patronage outside the literary system
– The ideological component
– The economic component
– The status component
• The dominant poetics
– Literary devices
– The concept of the role of literature

58. Examples

• Edward Fitzgerald's 'improvement' of work
by Omar Khayyam
• An 18th century translator's ‘improvement’
of Camões' Os Lusiadas
• Lewis Carroll's Alice in Wonderland 'softened' for children
• Censorship of ‘bad’ language
• Can you think of examples?

59. Simon (1996) Translation and Gender

• ‘Masculine language of translation theorists
• Overt attempts to promote a feminist stance
through translation practice
• Contribution women have made by translating
works of literature over the centuries
• Relationship of women and culture as seen
through translation
– the translator is 'self-effacing'
– creates a 'new' work with a feminine point of view
• Link between feminist and postcolonial studies

60. Postcolonial Translation Theory

• Spivak (1993/2000) and Niranjana (1992)
• Cultural implications - translating between:
– Colonized and colonizing
– Politically powerful and weaker languages and
cultures
• Power relations
• Translational and transnational factors

61. Example

• Spivak (2000) translates out of Bengali into
English
• Try to imagine how an educated bi-lingual
(English/Bengali) woman with international
feminist connections might try to translate poetry
by Mahasweta Devi – a poet in an Indian village.
• http://www.emory.edu/ENGLISH/Bahri/Contents.
html#Authors

62. Other Situations

• Brazilian cannibalism (1960-1999)
– Colonized devours colonizer and is enriched
• Cronin (1996)
– The Irish language and English imperialism
over the centuries

63. Cultural Studies ETC

• My suggestion - surf the Internet with:





cultural studies
communication studies
comparative literature
literary studies
translation studies

64. Cultural Studies and the NON Literary text

• Cultural Studies theorists:
– Rarely refer to NON Literary text
– Then tend to claim any ‘interesting’ text as
‘literary’!
• YET Cultural Studies should – by its very
nature – go beyond literature – or at least
Literature.

65. Reaction against TL orientated texts

• What can be done to avoid too much
standardization?
• How can one avoid social or cultural bias?
• How can one truly represent the original?

66. Antoine Berman (1984) ‘the Experience of the Foreign’

• Berman’s ‘negative analytic’ of translation
focuses the following:






Rationalization
Clarification
Expansion
Ennoblement
Qualitative impoverishment
Quantitative impoverishment

67. Antoine Berman (1984) ‘the Experience of the Foreign’

– The destruction of rhythms
– The destruction of underlying networks of
signification
– The destruction of linguistic patternings
– The destruction of vernacular networks or their
exoticization
– The destruction of expressions and idioms
– The effacement of the superimposition of
languages

68. Venuti (1995) The Translator’s Invisibility

• Criticizes those, like Toury, who aim to produce
value-free norms and laws of translation.
• Interpretes Lefevere's notions of patronage and its
influence in the context of Anglo-American
publishing
• Uses 'Invisibility' to describe the translator's
situation and activity in contemporary AngloAmerican culture

69. QUESTIONS


Can the Translator be ‘Invisible’?
Should the Translator be ‘Invisible’?
If, so – when? Give examples
Can the Translator be ‘invisible’ and
creative?
• If, so – when? Give examples

70. Pride, Prejudice ...... and Power

• Consider:
• How literary translators’ describe their work
– Pride
• How reviewers and the public receive
translations - Prejudice
• The publishing industry and the effect of
globalization – Power

71. Philosophy and translation

• Philosophers often find translation
fascinating - a few examples:
• Walter Benjamin (1923/2000)
• Ezra Pound (1929/2000)
• Steiner (1975/92/98)
• Derrida & Deconstruction (1960 >)

72. Walter Benjamin (1923/2000)

• Benjamin's metaphor - liberation of the original
text through translation.
• Believed in interlinear translation > reveals the
original in all its complexity
• TL is 'powerfully affected by the foreign tongue‘
• An extreme example of foreignization
• Believed this would allow 'pure language' to
emerge from the harmonization of the two
languages.

73. Ezra Pound (1929/2000) – and his followers

• Ezra Pound influenced much literary translation
• Idea that one does not need to know the SL well –
it is enough to feel the ‘spirit’
• Belief in archaizing and foreignizing to effect
• Led to ‘literary translation workshops’ inspiration
• Leads to very good translation – OR pretentious
and impenetrable texts!

74. Steiner (1975/92/98) Beyond Babel


Hermeneutic motion
1.
2.
3.
4.
Initiative trust
Aggression
Incorporation
Compensation
Imbalance between ST and TT
Resistant difference of the text
Elective affinity of the translator

75. Derrida & Deconstruction (1960 >)

Derrida & Deconstruction
(1960 >)
• Objective of Derrida - and Deconstruction - to
demonstrate the instability of language in general
and the relationship between signified and
signifier in particular.
• 'Deconstruction' can and has been used to
'deconstruct' much more than 'traditional
literature‘ . E.g.




Political discourse
Philosophy
Psychology & Sociology
Science

76. Philosophy and the NON Literary text

• At first sight, these theories would seem to
be furthest from the NON Literary text
• BUT – consider implications for:




Knowledge engineering
Ontologies
Semantic frameworks
Descriptive terminology

77. Interdisciplinary Translation Studies

• In practice - Literary translation is confined
to Modern Languages departments
• NON Literary translation is essentially
interdisciplinary in:
– Use of language
– Use of text
– Use of technology
• Snell Hornby (1995) - Text types

78.

79. Technology and Translation


Desktop Publishing
Translation memories
Terminology databases
Translator’s Workbench
Machine translation
Information resources

80. Other aspects

• Bert Esselink –Localizaton
• Yves Gambier –MultMedia Translation,
Conference Interpreting, Translation in Context
• Daniel Gouadec –Terminology and Translator
Training
• Don Kiraly- A Social Constructivist Approach to
Translator Education – Empowerment from
Theory to Practice.

81. Anthony Pym

• Perhaps one of the best examples of multidisciplinary work and interests
• Have a look at his homepage
• http://www.fut.es/~apym/

82. Bibliography


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TR. BASSNETT, S & A. Lefevere (eds.) 1990. Translation, History and Culture, London and New
York: Pinter.
TR. BASSNETT, S & H. Trivedi (eds.) 1999. Post-Colonial Translation: Theory and Practics,
London and New York: Longman.
BENJAMIN; W. 1923/2000 The task of the Translator, translated bz H. Zohn (1969) in L. Venuti(ed.)
2000, pp. 15-25.
BERMAN, A. 1985/2000. Translation and the Trials of the foreign, in L. Venuti(ed.) 2000, pp. 28497.
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Perspectiva.
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CHESTERMAN, Andrew. 1997. Memes of Translation. Amsterdam/ Philadelphia: John Benjamins
Pub. Co.
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83.


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Press.
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Pub. Co.
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in L. Venuti(ed.) 2000, pp. 192-7.
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Jerome.
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Multilingual Matters Ltd.
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Snell-Hornby (ed.) Übersertzungwissenschaft: Eine neuorienterung, Tübingen: Franke, pp 348-74.
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84.


JAKOBSON; R. 1959/2000. 'On linguistic aspects of translation', in L. Venuti(ed.) 2000, pp.113-18.
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from Theory to Practice. Manchester/ Northampton: St. Jerome Publishing.
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New York: Routledge.
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E.J.Brill.
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Berkeley, CA: University of California Press.
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REISS, K. & H.J. Vermeer 1984 Grundleging einer allgemeinen Translationstheorie, Tübingen:
Niemeyer.
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York: Routledge.
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Manchester/Northampton: St. Jerome Publishing.
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and New York: Routledge.
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STEINER, George. 1992 After Babel. (New Edition). Oxford University Press.
TOURY, Gideon. 1995. Descriptive Translation Studies - and Beyond. Amsterdam : John Benjamin
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York: Routledge.
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VINAY J.P. & DARBELNET, J (1958) Stylistique Comparée do Français et de L'Ánglais, Paris:
Didier. A classic text which compares English and French language structures.

86. Links

• Anthony Pym’s homepage http://www.fut.es/~apym/
• The virtual symposium "INNOVATION IN
TRANSLATOR AND INTERPRETER TRAINING
(ITIT) " at - http://www.fut.es/~apym/tti.htm.
• Post-Colonial Studies at Emory Web site
http://www.emory.edu/ENGLISH/Bahri/Contents.html#Au
thors
• Biblegateway:
• http://www.biblegateway.com/cgi-bin/bible
• University of Southern California:
http://www.usc.edu/dept/MSA/quran/

87.

• European Commission’s translators’ workshop /seminar
/interesting articles:
• http://europa.eu.int/comm/translation/theory/index_en.htm
• http://europa.eu.int/comm/translation/theory/workshops_en
.htm
• http://europa.eu.int/comm/translation/theory/seminars_en.h
tm
• http://europa.eu.int/comm/translation/reading/articles/theor
y_and_practice_en.htm
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